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Regulation NMS
Results: 1042

#	Item
921	TOM JOYCE TESTIMONY ON ACCESS FEES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 10:24:30 Finance Stock market Regulation NMS United States Securities and Exchange Commission Day trading Exchange-traded fund Knight Capital Group NASDAQ Market maker Financial economics Financial markets Investment
922	Joint Proposal by the BATS Exchange, NASDAQ OMX, NYSE Euronext, and Direct Edge for a Pilot Program to introduce finer tick increments in securities trading at prices up to $20 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-07 13:03:48 Finance Securities Exchange Act Regulation NMS Exchange-traded fund New York Stock Exchange Order Short National best bid and offer Market data Financial economics Financial markets Investment
923	Microsoft Word - Memo_Execution_Quality-12_14_2004.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-17 16:46:43 Financial markets Economy of the United States Business Finance NASDAQ Market maker New York Stock Exchange Order Regulation NMS Financial economics Investment Stock market
924	PREPARED STATEMENT OF TESTIMONY Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 12:43:21 Stock market Investment United States Securities and Exchange Commission Mathematical finance Regulation NMS Alternative Trading Systems Algorithmic trading U.S. Securities and Exchange Commission Order Financial markets Financial economics Finance
925	For Discussion Purposes Only Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 12:43:34 Finance Financial regulation Financial markets Regulation NMS United States Securities and Exchange Commission Goldman Sachs Best execution Order Electronic communication network Investment Financial economics Stock market
926	Opening Statement by David Colker CEO and President of The National Stock Exchange Before the Securities and Exchange Commission On Proposed Regulation NMS April 21, 2004 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-27 09:27:42 Stock market Finance Regulation NMS United States Securities and Exchange Commission Market data National market system plan NASDAQ Short U.S. Securities and Exchange Commission Financial markets Financial economics Investment
927	Microsoft Word - public version1_ttstats.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-17 16:45:19 Investment Economics Stock market Market depth NASDAQ Regulation NMS NYSE Arca New York Stock Exchange Flash Crash Financial markets Financial economics Economy of the United States
928	The Chicago Stock Exchange David A. Herron Chief Execut~veOfficer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-25 15:20:41 Financial economics Investment Economy of New York City Financial markets Chicago Stock Exchange NASDAQ Regulation NMS Securities and Exchange Commission Market maker Self-regulatory organizations Economy of the United States Stock market
929	Summary of Testimony of I - before the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-06 12:04:15 Business Finance Regulation NMS Order Electronic communication network Algorithmic trading Bid price Auction New York Stock Exchange Financial markets Stock market Financial economics
930	BERNARD L. MADOFF UWESTMENT SECURiTIE3 LLC 885 Third Avenue New Yo, NY[removed]REGULATION NMS PUBLIC HEARXFYGS APRIL 21,2004 Add to Reading List Source URL: www.sec.gov Language: English* - Date: 2004-04-19 17:05:01 Investment Confidence tricksters Economics Bernard Madoff NASDAQ Madoff Regulation NMS Order Best execution Madoff investment scandal Finance Business

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